FSA regulation
Author
Discussion

KingRichard

Original Poster:

10,146 posts

255 months

Monday 10th October 2005
quotequote all
Is anyone on here directly authorised by the FSA?

I need to know how to go about getting authorised to set up a small mortgage intermediary.

Any help greatly appreciated... The FSA website seems an absolute migraine waiting to happen, just after some practical advice on setting up. Not the business side... just the regulation.

Some of you must be Self Employed IFA's and similar...

Cheers

Dave

insurance_jon

4,091 posts

269 months

Tuesday 11th October 2005
quotequote all
My advice is get a compliance firm to do it. The FSA slightly frown on small firms doing it themselves and like to see you have had some guidance in doing it. Failing that just download the application from the website or complete online.

Chim Girl

6,268 posts

282 months

Tuesday 11th October 2005
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I think Beano500 does consultancy in this field, perhaps it's worth droping him a line?

minimax

11,985 posts

279 months

Tuesday 11th October 2005
quotequote all
KingRichard said:
Is anyone on here directly authorised by the FSA?



we are you gimp!



I think that a word with a compliance bod I know will sort the little problem out that you have

KingRichard

Original Poster:

10,146 posts

255 months

Tuesday 11th October 2005
quotequote all
minimax said:

KingRichard said:
Is anyone on here directly authorised by the FSA?




we are you gimp!



I think that a word with a compliance bod I know will sort the little problem out that you have



said you'd delete that comment you barsteward!

misread it didn't you? go on... admit it to everyone

KingRichard

Original Poster:

10,146 posts

255 months

Tuesday 11th October 2005
quotequote all
insurance_jon said:
My advice is get a compliance firm to do it. The FSA slightly frown on small firms doing it themselves and like to see you have had some guidance in doing it. Failing that just download the application from the website or complete online.


Thanks mate

Chim Girl said:
I think Beano500 does consultancy in this field, perhaps it's worth droping him a line?


Thanks Jo, I will drop him a line

See you at btap...

KingRichard

Original Poster:

10,146 posts

255 months

Friday 14th October 2005
quotequote all
:bump: